Specialist: Compliance

at Jb Skills
Location Durban, South Africa
Date Posted Jul 28, 2021
Category Legal Jobs
Job Type Full-time

Description

1.Contribute to the efficient and effective functioning of Compliance Function
•Assist manager to ensure that compliance function is in compliance with law and industry and regulatory body requirements
•Promote prevention of legal and regulatory risk in the company (TCF)
•Maintain efficient and effective operations in Compliance
•Validate that policies and procedures with regards to Compliance Function are being adhered to. (TCF)
•Oversee the debarment processes are being adhered to within the Group
2.Attend to regulatory and client complaints (TCF)
•Assist with investigation of regulatory and clients complaints (Ombudsman cases)
3.Responsible for Compliance Monitoring and Reporting
•Monitor compliance risk, policies and procedures at Head Office and branches of Assupol Group
•Complete monitoring reports for Head of Compliance
•Provide overall compliance assistance, guidance and advice to Assupol Group of Companies
•Contribute to the development of compliance risk management plans
•Contribute to the completion of compliance reporting (internal and regulatory)
4.Provide Training and Awareness on Compliance Matters
•Create awareness in Assupol Group of Companies with law requirements (TCF)
•Inform employees about relevant compliance matters
•Develop, educate and enabling healthy and business orientated compliance culture

Requirements

FORMAL EDUCATION
oLegal Degree/relevant
oLLB Degree
oAdmitted Attorney (advantage)

TECHNICAL/LEGAL CERTIFICATION
oCompliance Certificate (Advantage)

EXPERIENCE
o2-3 years’ experience in Risk management and Compliance
o2-3 years Insurance Industry experience

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